The Fidelity conference at Half Moon Bay where we are learning
to become a greater investment advisory group.
You can bank on these people.
Dan has been helping clients gain financial independence for a very long time. He is the principal and founder of Peregrine Asset Advisers. Dan is the portfolio manager for the firm and he is responsible for constructing customized portfolios for Peregrine clients so that their assets can flourish.
Dan is the Chief Compliance officer for Peregrine. This role insures that Peregrine will act in your best interest.
Dan and other Peregrine staff perform client reviews and updates.
Before starting Peregrine, Dan was a veteran at Merrill Lynch as a financial consultant. He has a BA cum laude in economics from The University of Colorado.
Dan recognizes the need for people's money to work for them. "Life is hard. People have many difficulties - illness, jobs, and frayed relationships. Money does not fix these problems. But very often it can lighten these burdens."
"If money grows rapidly, people can use their gains to help themselves or other people in whatever problems they face."
"This is why it is vital for people to get a good return on their assets."
Dan and his wife, Cendi, live in Hillsboro and have three grown children, Audrey, Margo, and Jack. Audrey and her husband, Jeremy Roloff, live in Los Angeles. Margo attends Oregon State in Corvallis. Jack is a ski racer for Mt Bachelor Ski Education Foundation in Bend.
Dan is inspired to visit with friends and follow the pursuits of his family.
Steve has been helping clients achieve financial independence for a generation. Steve is responsible for constructing customized portfolios for a select group of clients. His work adapts client portfolios to changing economic conditions and he makes investment decisions based on the individual needs of his clients.
As a portfolio manager, Steve's skills are ideally suited for changing times. "Growing client assets and protecting those assets through market storms is the goal," says Steve. "If client assets grow, and are protected during downturns, our work can make a significant impact on our client's well-being."
Steve is the syndicate coordinator for Peregrine. In this function, Steve cultivates investment bank relationships to secure IPOs and secondary offerings of stock. Steve's work is crucial to our clients receiving IPOs such as Twitter, Mobileye, GoPro, Alibaba, and Virgin Atlantic.
Steve was a financial consultant at Merrill Lynch and UBS for a very long time. He earned a BS in marketing from Oregon State. He was an outstanding outfielder the Portland State Vikings baseball team.
Steve and his wife, Kristen, live in Lake Oswego and have two grown children that attend Oregon State, Tyler and Alison. Steve is a member of Oregon Golf club where he pursues his competitive passion for golf. He maintains a single digit handicap.
Steve' outside business interest is in in Garrett Creek Mitigation Bank which helps developers comply with land use requirements.
Carol is a master of brokerage and custody. She anchors the vital component of establishing financial accounts for Peregrine clients. She is in charge of new client transitions and can make certain that any client request is fulfilled.
"I strive to forge a close relationship with my clients and am able to understand their needs and priorities as they do. And with that knowledge, I work harder, smarter and better than my peers in the industry."
Carol efficiently brings a human element to the maze of voice mail prompts that you see so frequently from financial organizations. Carol is an investment adviser and in this role she is able to solve very complex problems as well as perform portfolio reviews and updates.
"Perseverance and being a capable liaison is foremost to advocating for my clients. There is no easy button in this industry when it comes to client service."
Carol and Dan have been collaborating to help clients achieve financial independence for over 20 years. She helped Dan start Peregrine in 2001.
Carol worked for many years at Merrill Lynch and Dean Witter Reynolds before her career at Peregrine.
She received a BA in Political Economics from Barnard College of Columbia University and she earned her MBA from George Fox University.
Carol is originally from Pennsylvania and lives in Portland. Carol is passionate about gardening, farming, and fishing. She also owns Coral Bells Designs where she makes elegant floral greeting cards and lavender products.
Grant is responsible for managing the trading volume at Peregrine. This is a very substantial job. The trading volume he oversees often eclipses that of larger investment management firms. As Trader, Grant works at capturing the best execution on every order. "Stocks move quickly. It's vital that I try to get good fills on every order I place. It's a major factor in our clients realizing profits."
Grant also has a major responsibility for allocating investments to Peregrine clients based on their individual investment needs. To do this effectively, it takes someone who knows our clients and understands each of their unique risk/reward profiles. Grant has many years of experience at knowing the needs of Peregrine clients.
Grant has created, implemented and tested the trading systems used by Peregrine. This system is built to handle frequent trading profits realized by Peregrine's clients.
In addition to his role as Trader, Grant is an Investment Adviser who brings a fresh and innovative approach to our investment analysis. "Too often people are held back by their general stock market fears and lose sight of the special companies that make up the market. These companies constantly differentiate themselves and innovate to stay one step ahead of their competitors. A good investment advisor can sort out the potential winners from the losers." Grant has a command of necessary investment strategies and communicates them effectively to clients.
Grant earned a BS in finance from Eller School of Business at The University of Arizona. After graduating in 2003, Grant began his career building Peregrine.
In his personal life, Grant maintains a single digit handicap in golf and plays at various courses around town. In addition to golf, Grant enjoys spending time with his family, friends and girlfriend, Emily Boyd.
Marilyn maintains and operates Peregrine's in house operating systems. Systems and data management is crucial for financial firms. Marilyn is expert at creating simple solutions that are also robust in reliability and security.
Marilyn manages our systems that retrieve data from our principal brokers, Fidelity and Schwab. She is responsible for maintaining investment performance records. She maintains our representative Equity and Balanced Composites which reflect Peregrine's historic performance record. Marilyn also produces all of the reports that comprise the Peregrine compliance program.
"Record-keeping is fascinating and it contributes to great client service," she says. "And even better than that, I get it and I'm good at it."
Each quarter, Marilyn produces and distributes over 300 client reports. These reports give our clients important information about their assets.
Marilyn has many years experience in the insurance and financial services industry. She attended Holy Names College in Oakland.
Marilyn and her husband, Phil Macey, live in Beaverton and have six grown children. She devotes herself to this blended family with nine grandchildren in tow. In addition, Marilyn loves photography, has a keen eye for antiques, decorating and antique hot rods.